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Regulatory Compliance Analyst

Entry Level

Vertafore | Professional Services

Are you passionate about analysis and research? Are you energized by the chance to be the first to know about state regulatory changes and the newest information regarding securities registration and be able to share that with your peers and your customers?  Are you a writer who is excited about the opportunity to communicate state insurance regulations and securities registration information within e-PAL, the original single-source reference service?  If the answer to these question is YES, we are looking for you!

 

Responsibilities

  • Conduct research and analyze impact of regulatory changes across all products and services
  • Maintain accuracy of e-PAL content based on regulatory changes, research, and customer requests where applicable
  • Create and coordinate internal and external communication of regulatory changes
  • Respond to internal and external customer inquiries and concerns
  • Conduct user training for new and existing e-PAL customers as requested
  • Build and maintain relationships for procedures, forms, and fees, with state insurance department contacts and trade and industry associations
Skills & Requirements

Qualifications

  • Detail oriented and able to understand and interpret complex industry requirements and regulatory concepts within the insurance and financial industries
  • Self-motivated and able to work with minimal supervision and support other team members
  • Advanced interpersonal communication skills including the ability to express laws and rules accurately and clearly in writing
  • Able to organize and work multiple projects simultaneously
  • Proficient in Microsoft Word, Excel, and Outlook
  • Bachelor’s degree or equivalent experience/knowledge of insurance or securities industry, particularly licensing and compliance